Compliance Review Summary
Overall Compliance Risk Rating: Low
The Trading Psychology Masterclass is presented clearly as an educational programme focused on behavioural awareness, emotional discipline, and professional mindset development in trading contexts.
A mandatory disclaimer video is delivered at the start of the course and forms a core part of the programme’s compliance framework. This disclosure explains that the content is educational only, does not provide financial or investment advice, does not include personalised recommendations, and highlights that trading and investing involve risk, with responsibility resting entirely with the learner.
Across all reviewed content, the course maintains a strong education-only positioning and does not move into regulated advisory, inducement, or execution-related activity.
How the Course Approaches Trading Psychology
The course focuses on the psychological and behavioural dimensions of trading, including:
- Decision-making under uncertainty and pressure
- Behavioural biases and cognitive distortions
- Emotional regulation and discipline
- Risk perception and loss tolerance
- Professional mindset development
These topics are explored in a general, theoretical, and reflective manner. The course does not provide trading strategies, signals, or instrument-specific guidance.
Use of Examples and Scenarios
Illustrative examples and scenarios are used to explain psychological concepts and behavioural patterns commonly observed in market participants.
These examples are descriptive and educational in nature. They are not prescriptive, do not promote trading activity, and are not framed as recommendations or instructions.
Language and Tone
The language used throughout the course is balanced, analytical, and grounded in uncertainty and probability. There are:
- No performance claims
- No guarantees of success
- No certainty-based or outcome-driven statements
The content avoids promotional language and maintains a professional, reflective tone appropriate for a consumer-facing educational programme.
Positive Compliance Characteristics
- The programme-level disclaimer is clear, prominent, and consistently respected.
- Educational framing is strong and consistent across all modules.
- There is a clear separation between psychological education and financial execution.
- No personalised guidance, recommendations, or inducements are provided.
- No calls-to-action direct learners toward trading activity, brokers, platforms, or financial products.
Recommendations
No changes are required to maintain compliance.
As a best-practice measure, marketing and summary materials should continue to emphasise the educational and self-development nature of the programme. References to “professional,” “elite,” or similar terms should relate to mindset, discipline, and process rather than financial outcomes.
Where the course is distributed via partners or white-label arrangements, education-only positioning should be preserved in all local marketing.
Jurisdictional Note
Financial education and consumer-protection standards can vary across jurisdictions. However, education-only content that avoids personalised advice, inducement, and execution generally falls outside regulated financial activity.
Traders MBA designs its courses to meet high international standards of clarity, transparency, and learner protection across global markets.
Disclaimer
This compliance review is provided for transparency and informational purposes only. It does not constitute legal advice or a formal regulatory determination.
The Trading Psychology Masterclass is an educational programme. Traders MBA does not provide financial advice, trading recommendations, or managed services. Learners remain responsible for their own decisions and actions when engaging with financial markets.
